Certification Papers
Certain Rule 144A and Regulation "S" Global Depositary Receipt (GDR) programs require the investor to provide the depositary with a certification form. These forms, unique to each program, are used whenever there is a cross-border sale resulting in an issuance or cancellation via the depositary based on the terms and conditions of the respective deposit agreement. The forms also include the terms and conditions, which highlight and govern the rights and responsibilities of the investor and/or their broker. In many cases, you are required to identify your firm as being either a "Related Person" or "Not a Related Person". These requirements can vary from market to market and for different securities.
As delays could potentially impact the settlement of your transaction, please ensure all Certification Papers are completed correctly, and in their entirety. We will initiate completion of the transaction once we receive your instructions, share positions and certifications.
Please consult your Broker Services Representative if you have questions regarding the process. You may also wish to consult your own compliance manager if you have questions regarding proper use of these certification papers.
INSTRUCTION:
Search by clicking on the alphabet list to find the relevant certification paper for each program. The relevant certification is identified by program name, CUSIP and description.
SUBMISSION OPTIONS:
- Certification forms can be completed, certified and submitted electronically.
- Download the PDF file, complete and submit via e-mail to drbrokerservices@citi.com and drcerts@citi.com.
- Download the PDF file, complete and submit via fax to +1-646-291-1776.
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Taiwan Cement Corporation (87402Y106, TWCRP) - GDR 144-A Deposit Certification (Exhibit D-1)
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Taiwan Cement Corporation (87402Y106, TWCRP) - GDR 144-A Withdrawal Certification (Exhibit D-2-A Long Form)
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Taiwan Cement Corporation (87402Y106, TWCRP) - GDR 144-A Withdrawal Certification (Exhibit D-2-B Short Form)
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Taiwan Cement Corporation (87402Y205, TWCGP) - Reg-S GDR Deposit Certification (Exhibit D-1)
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Taiwan Cement Corporation (87402Y205, TWCGP) - Reg-S GDR Withdrawal Certification (Exhibit D-2-A Long Form)
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Taiwan Cement Corporation (87402Y205, TWCGP) - Reg-S GDR Withdrawal Certification (Exhibit D-2-B Short Form)
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Taiwan Semiconductor Manufacturing Company Ltd. (874039100, TSM ) - Form of Certification Upon W/D
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Tata Power Company Limited (876566100, TERPP) - 144A GDR Deposit Certification (Exhibit C-1)
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Tata Power Company Limited (876566100, TERPP) - 144A GDR W/D Certification (Exhibit C-2)
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Tata Power Company Limited (Y85479106, TEGPP) - Reg S GDS Deposit Certification (Exhibit C-1)
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Tata Steel Limited (87656Y406, TTSGP) - International Deposit Certification
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Tata Steel Limited (87656Y109, TSLGP) - Rule 144A GDR Withdrawal Certification
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Tata Steel Limited (87656Y406, TTSGP) - Rights Offer – specific temporary certification (Citi Mumbai is responsible for collecting)
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TAV Havalimanlari Holdings AS (876704107, TAVHY) - Turkey Original Tax Certification with Original Signatures Required for All Withdrawals of Unsponsored DRs
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Turkcell Iletisim Hizmetleri A.S. (900111204, TKC ) - Withdrawal Certification
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Turkiye Vakiflar Bankasi T.A.O. (90015N103, TKYVY) - Turkey Original Tax Certification with Original Signatures Required for All Withdrawals of Unsponsored DRs