Certification Papers
Certain Rule 144A and Regulation "S" Global Depositary Receipt (GDR) programs require the investor to provide the depositary with a certification form. These forms, unique to each program, are used whenever there is a cross-border sale resulting in an issuance or cancellation via the depositary based on the terms and conditions of the respective deposit agreement. The forms also include the terms and conditions, which highlight and govern the rights and responsibilities of the investor and/or their broker. In many cases, you are required to identify your firm as being either a "Related Person" or "Not a Related Person". These requirements can vary from market to market and for different securities.
As delays could potentially impact the settlement of your transaction, please ensure all Certification Papers are completed correctly, and in their entirety. We will initiate completion of the transaction once we receive your instructions, share positions and certifications.
Please consult your Broker Services Representative if you have questions regarding the process. You may also wish to consult your own compliance manager if you have questions regarding proper use of these certification papers.
INSTRUCTION:
Search by clicking on the alphabet list to find the relevant certification paper for each program. The relevant certification is identified by program name, CUSIP and description.
SUBMISSION OPTIONS:
- Certification forms can be completed, certified and submitted electronically.
- Download the PDF file, complete and submit via e-mail to drbrokerservices@citi.com and drcerts@citi.com.
- Download the PDF file, complete and submit via fax to +1-646-291-1776.
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Pakistan Telecommunication Company Limited (005310903, PTGPP) - (Euroclear CUSIP Y667571084) Reg S GDR Deposit Certification (Part B)
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Pakistan Telecommunication Company Limited (005310903, PTGPP) - (Euroclear CUSIP Y667571084) Pakistani Tax Certification
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Panama Petrochem Limited (698294105, PPLGP) - Reg S GDR Deposit Cert (Schedule 3, Part A)
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Panjit International Inc. (69849M200, PANGP) - Reg S Deposit Certification
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Panjit International Inc. (69849M200, PANGP) - Reg S Deposit Certification
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Panjit International Inc. (69849M200, PANGP) - Reg S Withdrawal Certification Short Form
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Panjit International Inc. (69849M200, PANGP) - Reg S Withdrawal Certification Long Form
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Panjit International Inc. (69849M101, PANRP) - 144a Deposit
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Panjit International Inc. (69849M101, PANRP) - 144a Withdrawal Long Form
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Panjit International Inc. (69849M101, PANRP) - 144a Withdrawal Short Form
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PAO Severstal (818150104, SVSRP) - 144A GDR Deposit Certification (Exhibit D-1)
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PAO Severstal (818150104, SVSRP) - 144A GDR Withdrawal Certification (Exhibit D-2)
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PAO Severstal (818150302, SVSGP) - Reg S GDR Deposit Certification (Exhibit D-1)
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Pegatron Corporation (705580207, PEGGP) - Reg S Deposit Cert (Exhibit D-1)
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Pegatron Corporation (705580207, PEGGP) - Reg S Withdrawal Cert Long Form (Exhibit D-3-A)
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Pegatron Corporation (705580207, PEGGP) - Reg S Withdrawal Cert Short Form (Exhibit D-3-B)
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Pegatron Corporation (705580108, PEGRP) - Rule 144A Deposit Cert (Exhibit D-1)
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Pegatron Corporation (705580108, PEGRP) - Rule 144A Withdrawal Cert Long Form (Exhibit D-2-A)
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Pegatron Corporation (705580108, PEGRP) - Rule 144A Withdrawal Cert Short Form (Exhibit D-2-B)
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PharmaEssentia Corp. (716972203, PECGP) - Reg S GDS Cancellation Cert - Exhibit D-2-A SF.pdf
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PharmaEssentia Corp. (716972203, PECGP) - Reg S GDS Cancellation Cert - Exhibit D-2-A LF.pdf
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PharmaEssentia Corp. (716972203, PECGP) - Reg S GDS Deposit Cert - Exhibit D-1.pdf
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PharmaEssentia Corp. (716972104, PECRP) - Rule 144A GDS Cancellation Cert - Exhibit D-2-A LF
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PharmaEssentia Corp. (716972104, PECRP) - Rule 144A GDS Cancellation Cert - Exhibit D-2-B- SF
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PharmaEssentia Corp. (716972104, PECRP) - Rule 144A GDS Deposit Cert - Exhibit D-1
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PJSC Lukoil (69343P105, LUKOY) - PJSC Lukoil - DR Cancellation Instruction and Certification Form
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PJSC Lukoil (69343P204, LKOE ) - PJSC Lukoil - DR Cancellation Instruction and Certification Form
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PJSC Magnitogorsk Iron & Steel Works (559189204, MMKGP) - Reg S Deposit Certification
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PJSC Magnitogorsk Iron & Steel Works (559189105, MMKRP) - 144A Deposit Certification
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PJSC Magnitogorsk Iron & Steel Works (559189105, MMKRP) - 144A Withdrawal Certification
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PJSC Magnitogorsk Iron & Steel Works (559189204, MMKGP) - Russian Certification for Cancellation
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PJSC Magnitogorsk Iron & Steel Works (559189105, MMKRP) - Russian Certification for Cancellation
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PJSC PhosAgro (71922G100, PHORP) - PhosAgro PJSC - DR Cancellation Instruction and Certification Form
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PJSC PhosAgro - Cancellable Reg S (71922G308, PHOGC) - PhosAgro PJSC - DR Cancellation Instruction and Certification Form
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PJSC Tatneft (876629205, OAOFY) - PJSC Tatneft - DR Cancellation Instruction and Certification Form
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Powerchip Semiconductor Manufacturing Corporation (73934Q100, PSMRP) - Exhibit D-1 - Deposit Form
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Powerchip Semiconductor Manufacturing Corporation (73934Q100, PSMRP) - Exhibit D-2-A - Withdrawal Long Form
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Powerchip Semiconductor Manufacturing Corporation (73934Q100, PSMRP) - Exhibit D-2-B - Withdrawal Short Form
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Powerchip Semiconductor Manufacturing Corporation (73934Q209, PSMGP) - Exhibit D-1 - Deposit Form
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Powerchip Semiconductor Manufacturing Corporation (73934Q209, PSMGP) - Exhibit D-2-A - Withdrawal Long Form
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Powerchip Semiconductor Manufacturing Corporation (73934Q209, PSMGP) - Exhibit D-2-B - Withdrawal Short Form