Certification Papers
Certain Rule 144A and Regulation "S" Global Depositary Receipt (GDR) programs require the investor to provide the depositary with a certification form. These forms, unique to each program, are used whenever there is a cross-border sale resulting in an issuance or cancellation via the depositary based on the terms and conditions of the respective deposit agreement. The forms also include the terms and conditions, which highlight and govern the rights and responsibilities of the investor and/or their broker. In many cases, you are required to identify your firm as being either a "Related Person" or "Not a Related Person". These requirements can vary from market to market and for different securities.
As delays could potentially impact the settlement of your transaction, please ensure all Certification Papers are completed correctly, and in their entirety. We will initiate completion of the transaction once we receive your instructions, share positions and certifications.
Please consult your Broker Services Representative if you have questions regarding the process. You may also wish to consult your own compliance manager if you have questions regarding proper use of these certification papers.
INSTRUCTION:
Search by clicking on the alphabet list to find the relevant certification paper for each program. The relevant certification is identified by program name, CUSIP and description.
SUBMISSION OPTIONS:
- Certification forms can be completed, certified and submitted electronically.
- Download the PDF file, complete and submit via e-mail to drbrokerservices@citi.com and drcerts@citi.com.
- Download the PDF file, complete and submit via fax to +1-646-291-1776.
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Haci Omer Sabanci Holding S.A. (40450N100, SARPP) - Rule 144A Deposit Certification (Exhibit D-1)
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Haci Omer Sabanci Holding S.A. (40450N100, SARPP) - Rule 144A Withdrawal Certification (Exhibit D-2)
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Haci Omer Sabanci Holding S.A. (40450N209, SAGPP) - ADS Original Tax Cert with Original Signatures Required for Withdrawal
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Haci Omer Sabanci Holding S.A. (40450N209, SAGPP) - Reg S Deposit Certification (Exhibit D-1)
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Hangzhou GreatStar Industrial Co., Ltd. (41044C105, GSIGP) - Reg S GDR Deposit Cert (Sched 3)
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HannStar Display Corporation (410698104, HANRP) - 144A GDR Deposit Certification (Exhibit D-1)
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HannStar Display Corporation (410698104, HANRP) - 144A GDR W/D Certification (Exhibit D-2)
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HannStar Display Corporation (Y3062S134, HNGP1) - Reg S GDR Deposit Certification (Exhibit D-1)
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HannStar Display Corporation (Y3062S134, HNGP1) - Reg S GDR W/D Certification (Exhibit D-3)
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Hanwha Solutions Corporation (411358302, HWARP) - 144A Deposit (Exhibit D-1)
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Hanwha Solutions Corporation (411358302, HWARP) - 144A Withdrawal (Exhibit D-2)
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Hanwha Solutions Corporation (411358401, HWAGP) - Reg S Deposit (Exhibit D-1)
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Hanwha Solutions Corporation (411358401, HWAGP) - Reg S Withdraw (Exhibit D-2)
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Hikma Pharmaceuticals plc (431288208, HIKGP) - Reg S GDS Deposit Certification (Exhibit D)
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Hon Hai Precision Industry Co., Ltd. (438090888, HHPNN) - 144A GDR Deposit Certification (Part II)
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Hon Hai Precision Industry Co., Ltd. (438090888, HHPNN) - 144A GDR W/D Certification (Exhibit C)
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Hon Hai Precision Industry Co., Ltd. (438090805, HHGPN) - Reg S GDR Deposit Certification (Part I)
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Hon Hai Precision Industry Co., Ltd. (438090805, HHGPN) - Reg S GDR W/D Certification (Exhibit D)
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HTC Corp (40432G108, HTRP ) - 144A GDR Deposit Certification (Exhibit D-1)
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HTC Corp (40432G108, HTRP ) - 144A GDR W/D Certification (Exhibit D-2)
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HTC Corp (40432G207, HTGP ) - Reg S GDS Deposit Certification (Exhibit D-1)
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HTC Corp (40432G207, HTGP ) - Reg S GDS W/D Certification (Exhibit D-3)
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Huatai Securities Co., Ltd (44331T104, HTSGP) - Reg S Deposit Cert (Schedule 3 Part A)
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Hyundai Motor Company (449187707, HYRPP) - Deposit Certification (D-1)
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Hyundai Motor Company (449187707, HYRPP) - W/D Certification (D-2)
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Hyundai Motor Company (449187103, HYUPP) - Deposit Cert (D-1)
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Hyundai Motor Company (449187103, HYUPP) - W/D Certification (D-2)
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Hyundai Motor Company (449187509, HMCPP) - Deposit Cert (D-1)
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Hyundai Motor Company (449187509, HMCPP) - W/D Certification (D-2)